About SPI Stocks
SPI Stocks is an institutional liquidity provider specializing in immediate exits for SSR-flagged positions under SEC Rule 201. Our direct partner is a FINRA-registered broker-dealer, fully compliant with applicable securities regulations.
Founded February 2020 · 33 W. Ontario St, Suite 14F, Chicago IL 60654
We are not a large firm, but a precise one with the highest level of industry expertise. Our team is made up of former CBOE, AMEX, NYMEX, CME, & NASD traders.
We charge no subscription, connectivity, or service fees. SPI remains dormant on your platform until Rule 201 triggers and you need us. Clients know us by name, but our intent is to be a silent supporter of your successes.
Meet the Team
SSR events happen fast. Rule 201 activates in a day, and the execution problem is immediate. Most institutional sellers have no clean answer when it does.
We built SPI because the problem was real, the market was underserved, and the compliance path was clear. We are principal buyers. We conform to the rule. We execute.
“The View Others Miss” isn’t just a tagline — it’s the position we occupy in the market.