About SPI Stocks
SPI Stocks is a programmatic service provider to our broker dealer, which provides institutional-level liquidity specializing in immediate exits for SSR-flagged positions under SEC Rule 201. Our direct partner is a FINRA-registered broker-dealer, fully compliant with applicable securities regulations.
Founded February 2020 · 33 W. Ontario St, Suite 14F, Chicago IL 60654
We are not a large firm, but a precise one with the highest level of industry expertise. Our team is made up of former CBOE, AMEX, NYMEX, CME, & NASD traders.
We charge no subscription, connectivity, or service fees. SPI remains dormant on your platform until Rule 201 triggers and you need us. Clients know us by name, but our intent is to be a silent supporter of your successes.
Meet the Team
SSR events happen fast… and the compliance path was clear. We are service providers to our broker/deal partner who acts as principal buyer to your trade. Our process allows for a quick, compliant interaction with our B/D partner.
“The View Others Miss” isn’t just a tagline — it’s the position we occupy in the market.